In light of the current situation, and to safeguard the health and well being of our delegates, we have taken the decision to move our 8th<\/sup> October 2020 Autumn conference to a virtual online event. Our fantastic speakers have all agreed to support us with this, and we have the same amazing agenda, plus a few more industry experts! The conference will now be held via Zoom over 2 morning sessions running on 16th<\/sup> and 17th<\/sup> September 2020\u2026. Click here<\/a><\/strong> to view the agenda so far.<\/p>\n\n\n\n You will still be able to network with fellow consultants at the end of each day, and ask real time questions during the presentations, so it provides the same fantastic opportunity to \u2018talk to the regulator and other industry stakeholder\u2019. The speakers will address the fast evolving landscape and challenges we are facing in our industry.<\/p>\n\n\n\n As before, you will receive full CPD for the events, a delegate bag of conference goodies and a copy of the speakers slides after the event.<\/p>\n\n\n\n Member Price: \u00a360 +VAT per member<\/p>\n\n\n\n Non-member: \u00a360 + VAT per person<\/p>\n\n\n\n REGISTER HERE<\/a><\/p>\n","protected":false},"excerpt":{"rendered":"DAY ONE \u2013 WEDNESDAY 16TH SEPTEMBER 2020<\/strong><\/h2>\n\n\n\n
09.55 \u2013 10.00<\/strong><\/td> Ian Beardmore \u2013 APCC Chair<\/strong>Welcome and introduction<\/td><\/tr> 10.00 \u2013 10.40<\/strong><\/td> Keynote Speaker \u2013 Graham Barrow<\/strong>Graham is well known in the industry as one half of \u201cThe Dark Money Files\u201d podcast which has rapidly acquired pre-eminent status within Financial Crime Compliance departments and beyond for explaining a wide range of technical subjects in a light-hearted and easy to understand manner.<\/td><\/tr> 10.40 \u2013 11.10<\/strong><\/td> Martin Lines; Business Development Director, Just Group Plc<\/strong>Just Group Plc are one of the UK Leading Providers of retirement plans, and they will look at the issues faced in advice given by regulated firms and how to ensure that this is handled correctly when dealing with vulnerable clients.<\/td><\/tr> 11.10 \u2013 11.40<\/strong><\/td> Craig Weston; Senior Associate Barrister, Irwin Mitchell LLP<\/strong>Back by popular demand! Craig will give a barrister\u2019s perspective of their activities within enforcement and supervision. Craig will look at how their work is impacted by the regulator and how this shapes the outcomes of future \u2018regulatory guidance\u2019.<\/td><\/tr> 11.40 \u2013 11.50<\/strong><\/td> Coffee\/Tea break<\/strong><\/td><\/tr> 11.50 \u2013 12.30<\/strong><\/td> Dr<\/abbr> David Doyle; <\/strong>EU Policy Expert, Financial Services Regulation, Brussels<\/strong>A review of the current and prospective EU regulatory developments in the financial services compliance space, drawing on perspectives from the European Council, European Parliament, Council and the ESA\u2019s.<\/td><\/tr> 12.30 \u2013 13.00<\/strong><\/td> Matthew Tyrrell; Senior Manager, Accountable Executive Future of Data Collections, FCA Gabriel Project Team<\/strong>Providing an update and overview of the work and timescales for the Gabriel replacement system, showing what has been concluded to date and looking at the functionality it will provide to users, this will be followed by a Q & A\/feedback session.<\/td><\/tr> 13.00 \u2013 13.30<\/strong><\/td> Roland Romata, R&R Compliance Consultants
<\/strong>An update on GI.<\/td><\/tr>13.30 \u2013 13.35<\/strong><\/td> Ian Beardmore \u2013 APCC Chair<\/strong>Closing remarks<\/td><\/tr><\/tbody><\/table><\/figure>\n\n\n\n DAY TWO \u2013 THURSDAY 17TH SEPTEMBER 2020<\/strong><\/h2>\n\n\n\n
09.55 \u2013 10.00<\/strong><\/td> Ian Beardmore \u2013 APCC Chair<\/strong>Welcome and introduction<\/td><\/tr> 10.00 \u2013 10.40<\/strong><\/td> Keynote Speaker \u2013 Caroline Rainbird; CEO, Financial Services Compensation Scheme<\/strong>Caroline will provide an update on the work undertaken at FSCS and the day to day challenges faced by them when the industry has failed its clients and how they plan and react to large failures within the Insurance markets.<\/td><\/tr> 10.40 \u2013 11.10<\/strong><\/td> Dr<\/abbr> Roger Miles; Faculty Lead, UK Finance Academy (Conduct<\/abbr> and Culture)<\/strong>What are the new indicators of \u2018good Conduct<\/abbr>\u2019 and how should firms produce them? This session examines the nature of the new MI for Conduct<\/abbr>, guiding consultants to include in clients\u2019 Conduct<\/abbr> reports more of the elements that \u2018behavioural regulators\u2019 now expect.<\/td><\/tr> 11.10 \u2013 11.40<\/strong><\/td> Peter Ewing; Technical Specialist, FCA<\/strong>Peter will be providing an update on SMCR since its implementation on 9th<\/sup> December 2019 and looking at how this will progress in the forthcoming months. This is also a great opportunity to raise an issues as we will allow for a Q&A session.<\/td><\/tr> 11.40 \u2013 11.50<\/strong><\/td> Coffee\/Tea break<\/strong><\/td><\/tr> 11.50 \u2013 12.20<\/strong><\/td> Simon Collins; Managing Director, Financial Services Advisory, Konexo (a Division of Eversheds Sutherland)<\/strong>\u201cLessons learned in implementing SMCR.\u201d Looking at how firms managed the implementation and meeting the deadlines and some of the challenges along the way \u2013 what worked well and what didn\u2019t.<\/td><\/tr> 12.20 \u2013 12.50<\/strong><\/td> David Pelled; CEO, MLROs.com<\/strong>David will be looking at the need to break down silo walls to improve the conduct<\/abbr> of the Financial Services sector. How do we improve culture and ethics<\/abbr> in the industry for the top-down?<\/td><\/tr> 12.50 \u2013 13.20<\/strong><\/td> David Mellor; David Mellor Mentoring<\/strong>\u201cChanging Tack\u201dMaking the transition from working full-time to semi-retirement.<\/td><\/tr> 13.20 \u2013 13.30<\/strong><\/td> Ian Beardmore \u2013 APCC Chair<\/strong>Closing remarks<\/td><\/tr><\/tbody><\/table>
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